DID THOMAS EDWARD JANDT CAUSE YOU INVESTMENT LOSSES?

Thomas Jandt Of Westpark Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Jandt of Westpark Capital, Inc.?

Thomas Jandt (CRD #2332028) who is currently registered as a broker and investment adviser with Westpark Capital, Inc. and located in Irvine, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Westpark Capital, Inc., Thomas Jandt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Thomas Jandt Customer Complaints

Thomas Jandt has been the subject of 3 customer complaints that we know about to recover investment losses. Two of Thomas Jandt’s customer complaints were settled in favor of the investors. The other customer complaint is still pending in a recently filed FINRA arbitration proceeding.

Allegations Against Thomas Jandt

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentation, churning, violation of the suitability rule, and breach of fiduciary duty.
• Breach of fiduciary duty, negligence, negligent misrepresentation, breach of contract, and violation of regulation best interest related to GWG L Bond investments.

Thomas Jandt Red Flags & Your Rights As An Investor

Of course, Thomas Jandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Jandt at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Jandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Thomas Jandt

If you have questions about Westpark Capital, Inc. and/or Thomas Jandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

Loading...